Robert Roy Charles Simpson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Roy Charles Simpson ( ), a licensed former licensee with CE reference ALS066. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orion Investment Management Limited | Rep | Type 1 — Dealing in securities | 2010-07-02 | 2011-06-17 |
| Orion Investment Management Limited | RO | Type 1 — Dealing in securities | 2009-11-06 | 2010-07-02 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2007-08-01 | 2008-07-01 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2007-08-01 | 2008-07-01 |
| GFI (HK) Securities L.L.C. | RO | Type 7 — Providing automated trading services | 2007-06-18 | 2007-08-01 |
| GFI (HK) Securities L.L.C. | RO | Type 1 — Dealing in securities | 2005-03-10 | 2007-08-01 |