Robert Roy Charles Simpson

CE No. ALS066 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Roy Charles Simpson (), a licensed former licensee with CE reference ALS066. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Orion Investment Management Limited Rep Type 1 — Dealing in securities 2010-07-02 2011-06-17
Orion Investment Management Limited RO Type 1 — Dealing in securities 2009-11-06 2010-07-02
GFI (HK) Securities L.L.C. Rep Type 1 — Dealing in securities 2007-08-01 2008-07-01
GFI (HK) Securities L.L.C. Rep Type 7 — Providing automated trading services 2007-08-01 2008-07-01
GFI (HK) Securities L.L.C. RO Type 7 — Providing automated trading services 2007-06-18 2007-08-01
GFI (HK) Securities L.L.C. RO Type 1 — Dealing in securities 2005-03-10 2007-08-01

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