Glen Michael Mc Dermott

CE No. ARM737 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Glen Michael Mc Dermott (), a licensed former licensee with CE reference ARM737. Total licence records on file: 15.

Licence history

FirmRoleRegulated activityFromTo
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 1 — Dealing in securities 2015-08-25 2016-09-15
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 1 — Dealing in securities 2015-08-25 2016-09-15
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 4 — Advising on securities 2015-08-25 2016-09-15
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2013-05-31 2014-12-15
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 4 — Advising on securities 2011-03-09 2014-12-15
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 — Dealing in securities 2011-02-21 2014-12-15
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 — Dealing in securities 2011-02-21 2013-08-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 2 — Dealing in futures contracts 2011-02-21 2013-08-31
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 — Advising on corporate finance 2011-02-21 2014-12-15
Orion Investment Management Limited RO Type 1 — Dealing in securities 2009-11-06 2011-01-31
Orion Investment Management Limited RO Type 4 — Advising on securities 2009-11-06 2011-01-31
Orion Investment Management Limited RO Type 6 — Advising on corporate finance 2009-11-06 2011-01-31
Wells Fargo Securities Asia Limited Rep Type 1 — Dealing in securities 2008-09-01 2009-03-13
Wells Fargo Securities Asia Limited Rep Type 4 — Advising on securities 2008-09-01 2009-03-13
Wells Fargo Securities Asia Limited Rep Type 9 — Asset management 2008-09-01 2009-03-13

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