Glen Michael Mc Dermott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Glen Michael Mc Dermott ( ), a licensed former licensee with CE reference ARM737. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-25 | 2016-09-15 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2015-08-25 | 2016-09-15 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2015-08-25 | 2016-09-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-31 | 2014-12-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-09 | 2014-12-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-21 | 2014-12-15 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-02-21 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-02-21 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-21 | 2014-12-15 |
| Orion Investment Management Limited | RO | Type 1 — Dealing in securities | 2009-11-06 | 2011-01-31 |
| Orion Investment Management Limited | RO | Type 4 — Advising on securities | 2009-11-06 | 2011-01-31 |
| Orion Investment Management Limited | RO | Type 6 — Advising on corporate finance | 2009-11-06 | 2011-01-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2008-09-01 | 2009-03-13 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2008-09-01 | 2009-03-13 |
| Wells Fargo Securities Asia Limited | Rep | Type 9 — Asset management | 2008-09-01 | 2009-03-13 |