Nicholas Regan Johnson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Regan Johnson ( ), a licensed former licensee with CE reference AYT747. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2019-11-29 | 2020-07-31 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2019-11-29 | 2020-07-31 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2019-11-29 | 2020-07-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-02-10 | 2019-11-29 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-02-10 | 2019-11-29 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-02-10 | 2019-11-29 |