David Nicholas Long
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Nicholas Long, a licensed Responsible Officer with CE reference AFU334. Currently licensed at 1 firm(s): Red Cliff Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red Cliff Asset Management Limited 赤壁資產管理有限公司 |
RO | Type 9 — Asset management | 2025-07-16 | present |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2003-12-02 | 2007-01-31 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2003-12-02 | 2007-01-31 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | present | 2007-01-31 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | present | 2007-01-31 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 7 — Providing automated trading services | present | 2005-02-15 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | present | 2003-12-02 |