Yiu Ting Tsoi
蔡耀庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Ting Tsoi (蔡耀庭), a licensed former licensee with CE reference AFR339. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Paradigm Advisors Holdings (Hong Kong) Limited 騰達資本顧問有限公司 |
RO | Type 4 — Advising on securities | 2019-12-11 | 2021-11-30 |
| Paradigm Advisors Holdings (Hong Kong) Limited 騰達資本顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-12-11 | 2021-11-30 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2013-02-27 | 2016-03-23 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2013-02-27 | 2016-03-23 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2013-02-27 | 2016-03-23 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2013-02-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2013-02-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2013-02-27 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-12 | 2010-01-25 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-09-12 | 2010-01-25 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-26 | 2006-07-11 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-02-23 | 2006-07-11 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-11-25 | 2004-02-12 |