Yang (SFC:AFT479) Diao
刁揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:AFT479) Diao (刁揚), a licensed former licensee with CE reference AFT479. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Paradigm Advisors Holdings (Hong Kong) Limited 騰達資本顧問有限公司 |
RO | Type 4 — Advising on securities | 2019-12-11 | 2025-04-14 |
| Paradigm Advisors Holdings (Hong Kong) Limited 騰達資本顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-12-11 | 2025-04-14 |
| Parantoux Capital Limited 藍藤資本有限公司 |
Rep | Type 9 — Asset management | 2017-03-31 | 2018-11-09 |
| Parantoux Capital Limited 藍藤資本有限公司 |
RO | Type 9 — Asset management | 2016-09-01 | 2017-03-31 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-11-20 | 2016-04-18 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-11-20 | 2016-04-18 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-11-20 | 2016-04-18 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-29 | 2014-11-20 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-29 | 2014-11-20 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-10-29 | 2014-11-20 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2012-03-01 | 2014-07-18 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2012-03-01 | 2014-07-18 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2012-03-01 | 2014-07-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-27 | 2006-04-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-27 | 2006-04-22 |