Chun Ning Cheng
鄭振寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Ning Cheng (鄭振寧), a licensed Responsible Officer with CE reference AQJ204. Currently licensed at 1 firm(s): J.P. Morgan Securities (Far East) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2018-08-07 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2018-08-07 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2018-08-07 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2013-03-06 | 2018-08-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2013-03-06 | 2018-08-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2013-03-06 | 2018-08-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-25 | 2013-02-15 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2008-01-25 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-01-25 | 2013-02-15 |