Nelly Szu Chia Pai
白思佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelly Szu Chia Pai (白思佳), a licensed Responsible Officer with CE reference AGH243. Currently licensed at 1 firm(s): J.P. Morgan Securities (Far East) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2012-09-14 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2012-09-14 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2012-09-14 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2012-09-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2012-09-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2012-09-14 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-30 | 2006-05-09 |