Cyril Claude Levy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cyril Claude Levy ( ), a licensed former licensee with CE reference AXF806. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capula Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2014-04-03 | 2016-03-01 |
| Capula Investment Management Asia Limited | Rep | Type 9 — Asset management | 2014-04-03 | 2016-03-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-04-12 | 2013-04-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2013-04-12 | 2013-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-04-12 | 2013-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-04-12 | 2013-04-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2013-04-12 | 2013-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2013-04-12 | 2013-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2012-11-08 | 2013-04-12 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2012-11-08 | 2013-04-12 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2012-11-08 | 2013-04-12 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2012-11-08 | 2013-04-12 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2012-11-08 | 2013-04-12 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2012-11-08 | 2013-04-12 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-02-15 | 2012-11-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2012-02-15 | 2012-11-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2012-02-15 | 2013-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-05-04 | 2012-11-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-05-04 | 2012-11-08 |