Jiajie Bai
柏佳洁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiajie Bai (柏佳洁), a licensed former licensee with CE reference AYT442. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-10-05 | 2020-04-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-10-05 | 2020-04-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-10-05 | 2020-04-09 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2015-10-05 | 2020-04-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2015-10-05 | 2020-04-09 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2015-10-05 | 2020-04-09 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2013-05-23 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2013-05-23 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2013-05-23 |