Duncan William Palmer Wilson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duncan William Palmer Wilson, a licensed Responsible Officer with CE reference BHS917. Currently licensed at 2 firm(s): J.P. Morgan Broking (Hong Kong) Limited, J.P. Morgan Securities (Far East) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 7 — Providing automated trading services. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | 2025-07-16 | present |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2023-02-23 | present |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2023-02-23 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2016-12-12 | present |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2016-12-12 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2016-12-12 | present |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2016-12-12 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-10-05 | 2023-02-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-10-05 | 2023-02-23 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2016-07-11 | 2016-12-12 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2016-07-11 | 2016-12-12 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2016-07-11 | 2016-12-12 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2016-07-11 | 2016-12-12 |