Paul Stephen James Uren
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Stephen James Uren, a licensed Responsible Officer with CE reference BON475. Currently licensed at 1 firm(s): J.P. Morgan Securities (Far East) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2020-06-04 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2020-06-04 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2020-06-04 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2019-07-31 | 2020-06-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2019-07-31 | 2020-06-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2019-07-31 | 2020-06-04 |