Allan George Murray
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allan George Murray ( ), a licensed former licensee with CE reference AAB001. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-04-20 | 2012-08-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2007-04-20 | 2011-01-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-04-20 | 2012-08-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2007-04-20 | 2011-01-22 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2003-12-02 | 2007-04-20 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | present | 2007-04-20 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | present | 2007-04-20 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | present | 2007-04-20 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | present | 2003-12-02 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | present | 2003-12-02 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 7 — Providing automated trading services | present | 2005-02-15 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | present | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2003-12-02 |