James William Burdett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James William Burdett, a licensed Representative with CE reference AJO203. Currently licensed at 1 firm(s): Ovata Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 |
Rep | Type 9 — Asset management | 2023-09-21 | present |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2012-03-16 | 2013-06-28 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2012-03-16 | 2013-06-28 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2012-03-16 | 2013-06-28 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2012-03-16 | 2013-06-28 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2012-03-16 | 2013-06-28 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2012-03-16 | 2013-06-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2004-03-18 | 2012-03-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2004-03-18 | 2012-03-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-03-18 | 2012-03-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2004-03-18 | 2012-03-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2004-03-18 | 2012-03-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2004-03-18 | 2012-03-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 7 — Providing automated trading services | 2004-03-18 | 2005-02-15 |