CICC US Securities (Hong Kong) Limited
中金美國證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CICC US Securities (Hong Kong) Limited (中金美國證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AWS426. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 47 (total recorded over time: 115). Earliest licence on file: 2011-05-25.
Registered address
Unit 5504B-5507 of Level 55 and Level 56, International Commerce Centre, 1 Austin Road West, Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2011-05-25 | present |
Licensed staff (all-time) (115)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Chun (SFC:ABG469) Chan 陳家俊 | RO 1 Rep 1 | 2011-06 | Present |
| Yanbin Ji 冀燕彬 | RO 1 | 2023-05 | 2024-07 |
| Christopher Lam Jung 曾俊文 | RO 1 Rep 1 | 2012-11 | 2013-12 |
| Wei Kong 孔蔚 | RO 1 | 2013-12 | Present |
| Pui Ying Kwok 郭佩瑛 | RO 1 Rep 1 | 2013-09 | 2016-07 |
| Yilin Lu 呂禕麟 | RO 1 | 2011-05 | 2013-10 |
| Kui Ma 馬葵 | RO 1 | 2018-03 | Present |
| Derek Kai Chung To 杜啟聰 | RO 1 | 2023-03 | 2023-07 |
| Li (SFC:AHD514) Wan 萬里 | RO 1 Rep 1 | 2011-05 | 2020-03 |
| Benlin Wang 王本林 | RO 1 Rep 1 | 2025-02 | 2026-03 |
| Jimmy Cheung Yee Woo 吳祥貽 | RO 1 | 2011-05 | 2011-06 |
| Jishen Zhou 周濟申 | RO 1 Rep 1 | 2023-02 | 2026-03 |
| Jiaxing Bai 白嘉星 | Rep 1 | 2025-02 | 2025-12 |
| Yang (SFC:BRS565) Bian | Rep 1 | 2022-12 | 2023-03 |
| Qiaonan Cai 蔡喬楠 | Rep 1 | 2025-09 | Present |
| Sijia Cai 蔡思嘉 | Rep 1 | 2026-02 | Present |
| Xi Cai 蔡希 | Rep 1 | 2023-03 | 2023-06 |
| Man Lok Chan 陳文樂 | Rep 1 | 2016-09 | Present |
| Jiaqi Chen 陳嘉琦 | Rep 1 | 2018-07 | 2020-07 |
| Kai Chen 陳開 | Rep 1 | 2026-02 | Present |
| Xiaowei Chen 陳小薇 | Rep 1 | 2023-10 | 2025-12 |
| Yizhe Cheng 程一喆 | Rep 1 | 2023-04 | 2025-12 |
| John Raymond Cheung 張智文 | Rep 1 | 2025-09 | Present |
| Long Ching Chow 周朗程 | Rep 1 | 2023-07 | 2023-09 |
| Yuchen Deng 鄧宇晨 | Rep 1 | 2023-07 | 2024-11 |
| Jing (SFC:BTY587) Dong 董璟 | Rep 1 | 2023-09 | 2025-12 |
| Luke Fowler | Rep 1 | 2011-08 | Present |
| Danxia Gu 顧丹夏 | Rep 1 | 2017-08 | Present |
| Xin Hao 郝心 | Rep 1 | 2021-05 | Present |
| Peng He 何鵬 | Rep 1 | 2014-09 | 2017-09 |
| Jason Yuen Pang Ho 何遠鵬 | Rep 1 | 2020-04 | 2022-10 |
| Ka Ho (SFC:BUH305) Ho 何嘉豪 | Rep 1 | 2023-12 | 2024-08 |
| Qiongdan Hu 胡瓊丹 | Rep 1 | 2023-08 | 2025-07 |
| Yau Hui 許柔 | Rep 1 | 2026-05 | Present |
| Margaret Yuyin Ko | Rep 1 | 2011-07 | 2012-07 |
| Kin Hang Kong 江健恆 | Rep 1 | 2021-07 | 2025-02 |
| Bohan Lai 賴柏含 | Rep 1 | 2025-12 | Present |
| Ka Hei Lai 黎家希 | Rep 1 | 2025-09 | Present |
| Pui Ming Lam 林沛銘 | Rep 1 | 2023-04 | 2025-12 |
| Pong Wong Lau 劉邦鍠 | Rep 1 | 2021-01 | Present |
| Tsz Wing Lau 劉子頴 | Rep 1 | 2018-10 | 2023-05 |
| Chun Hin Lee 李俊軒 | Rep 1 | 2024-01 | Present |
| David (SFC:BTS959) Lee 李大衛 | Rep 1 | 2026-01 | Present |
| Ka Ming Lee 李嘉銘 | Rep 1 | 2023-04 | 2025-12 |
| Kangsun Lee 李康仙 | Rep 1 | 2025-12 | Present |
| Haoyi Li 李豪翼 | Rep 1 | 2016-05 | 2017-03 |
| Junpei Li 李浚沛 | Rep 1 | 2023-07 | 2026-01 |
| Litong (SFC:BQS932) Li 李麗彤 | Rep 1 | 2021-02 | 2021-07 |
| Xinyi (SFC:BRU941) Li 李欣怡 | Rep 1 | 2023-04 | 2025-12 |
| Yangwei Li 李陽唯 | Rep 1 | 2025-09 | 2025-12 |
| Yanlin Li 李豔琳 | Rep 1 | 2014-08 | 2025-08 |
| Yiyue Li 李旖悦 | Rep 1 | 2025-12 | Present |
| Yuanyun Liang 梁元蘊 | Rep 1 | 2022-12 | 2023-09 |
| Shanshan Lin 林姍姍 | Rep 1 | 2014-06 | 2019-05 |
| Yu Hong Lin 林妤虹 | Rep 1 | 2016-05 | Present |
| Yuqing Lin 林雨青 | Rep 1 | 2023-04 | 2025-12 |
| Bin (SFC:AWD208) Liu 劉斌 | Rep 1 | 2014-06 | 2026-03 |
| Kui Liu 刘奎 | Rep 1 | 2023-04 | 2025-12 |
| Qihui Liu 劉綺慧 | Rep 1 | 2025-10 | 2026-05 |
| Xi (SFC:BRU707) Liu 劉西 | Rep 1 | 2023-04 | 2025-12 |
| Yu Wen Liu 劉羽雯 | Rep 1 | 2025-09 | Present |
| Ning Lu 陸宁 | Rep 1 | 2014-05 | 2020-05 |
| Junrui Ma 馬隽睿 | Rep 1 | 2014-06 | 2015-08 |
| Xiaoqi Ma 馬曉琦 | Rep 1 | 2023-05 | 2023-12 |
| Wenjun Mei 梅文雋 | Rep 1 | 2025-12 | Present |
| Jiaxuan Meng 孟佳璇 | Rep 1 | 2025-12 | Present |
| Ka Ying Ng 吳家瑩 | Rep 1 | 2025-09 | Present |
| Linda Tung King Ngok 岳彤璟 | Rep 1 | 2023-04 | 2025-12 |
| Maria Wai Mei Pang 彭慧薇 | Rep 1 | 2017-12 | 2024-11 |
| David Stuart Robinson | Rep 1 | 2021-12 | 2023-05 |
| Linrui Shen 申林睿 | Rep 1 | 2026-02 | Present |
| Shixian Su 蘇詩銜 | Rep 1 | 2023-04 | 2025-12 |
| Hin Lun Tang 鄧衍鏻 | Rep 1 | 2019-02 | Present |
| Hung Wong Tang 鄧洪旺 | Rep 1 | 2019-09 | Present |
| Xianchi Tang 湯顯池 | Rep 1 | 2025-09 | Present |
| Eddie Khang Thach Trinh 鄭凱天 | Rep 1 | 2015-02 | Present |
| Ahemaitijiang Tuershunjiang 圖尔順江阿合 | Rep 1 | 2021-03 | 2025-04 |
| Tin Chi Wan 尹天賜 | Rep 1 | 2018-01 | 2018-12 |
| Beichen Wang 王北辰 | Rep 1 | 2017-11 | 2025-04 |
| Jingyi (SFC:BRP868) Wang 王靖儀 | Rep 1 | 2024-01 | 2025-12 |
| Qian (SFC:BSY505) Wang 王倩 | Rep 1 | 2026-02 | Present |
| Tianyu (SFC:BSM501) Wang 王田羽 | Rep 1 | 2023-03 | 2024-08 |
| Zixia Wang 王子夏 | Rep 1 | 2026-02 | Present |
| Chi Man (SFC:AER067) Wong 黃智雯 | Rep 1 | 2014-05 | Present |
| Yin Yee Wong 黃燕儀 | Rep 1 | 2019-08 | Present |
| Yi Wu 伍禕 | Rep 1 | 2025-09 | Present |
| Ying (SFC:BQE869) Wu 伍瑩 | Rep 1 | 2020-10 | 2025-07 |
| Yunang Xie 謝韞昂 | Rep 1 | 2023-03 | 2024-07 |
| Minggang Xu 徐明港 | Rep 1 | 2023-07 | 2024-11 |
| Xueqing Xu 許雪晴 | Rep 1 | 2020-10 | Present |
| Yining Xue 薛逸寧 | Rep 1 | 2026-02 | Present |
| Yiran (SFC:BGD658) Yan 嚴一然 | Rep 1 | 2017-03 | 2019-05 |
| Rui (SFC:BKS167) Yang 楊睿 | Rep 1 | 2023-06 | 2025-12 |
| Jack Hsin-Chou Yao 姚信州 | Rep 1 | 2012-11 | 2019-11 |
| Junfei Yao 姚駿飛 | Rep 1 | 2020-07 | 2021-07 |
| Simone Tong Yao | Rep 1 | 2019-09 | Present |
| Danning Ye 葉丹寧 | Rep 1 | 2025-09 | Present |
| Chun Kit Yim 嚴俊傑 | Rep 1 | 2021-02 | Present |
| Cho Ming Jeremy Yu 虞祚銘 | Rep 1 | 2021-01 | Present |
| Wenxin Zeng 曾文欣 | Rep 1 | 2025-09 | Present |
Showing 1–100 of 115
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