Simone Tong Yao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simone Tong Yao, a licensed Representative with CE reference BEF804. Currently licensed at 2 firm(s): China International Capital Corporation Hong Kong Securities Limited, CICC US Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-17 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-09 | present |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-09 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-04 | 2019-07-08 |
| Asiya Investments Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2016-01-21 | 2016-09-26 |
| Asiya Investments Hong Kong Limited |
Rep | Type 9 — Asset management | 2016-01-21 | 2016-09-26 |
| Light & Salt Capital Management Limited 亮存資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-11-04 | 2015-12-31 |