Kevin D'Arcy Auger
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin D'Arcy Auger ( ), a licensed former licensee with CE reference ARP061. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2008-09-10 | 2009-04-13 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2008-09-10 | 2009-04-13 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | 2008-09-10 | 2009-04-13 |
| Wells Fargo Securities Asia Limited | Rep | Type 9 — Asset management | 2008-09-10 | 2009-04-13 |