Quoc Benoit Khanh Jacques Le
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Quoc Benoit Khanh Jacques Le ( ), a licensed former licensee with CE reference BNE908. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 9 — Asset management | 2019-01-03 | 2019-09-09 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2018-09-05 | 2019-09-09 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2018-09-05 | 2019-09-09 |