Kathryn Ka Sing Yung
榮嘉信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathryn Ka Sing Yung (榮嘉信), a licensed former licensee with CE reference BGZ327. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allspring Global Investments (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2022-12-21 | 2022-12-31 |
| Allspring Global Investments (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2022-12-21 | 2022-12-31 |
| Wells Fargo Securities Asia Limited | RO | Type 1 — Dealing in securities | 2020-03-31 | 2022-03-31 |
| Wells Fargo Securities Asia Limited | RO | Type 4 — Advising on securities | 2020-03-31 | 2022-03-31 |
| Wells Fargo Securities Asia Limited | RO | Type 9 — Asset management | 2020-03-31 | 2022-03-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-03-14 | 2020-03-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2016-03-14 | 2020-03-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 9 — Asset management | 2016-03-14 | 2020-03-31 |