Zhaochen Li
李昭宸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhaochen Li (李昭宸), a licensed former licensee with CE reference BRW043. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2021-11-29 | 2023-07-26 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2021-11-29 | 2023-07-26 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | 2021-11-29 | 2023-07-26 |