Somit Guha
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Somit Guha ( ), a licensed former licensee with CE reference AYW331. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2012-02-20 | 2013-07-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2012-02-20 | 2013-07-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | 2012-02-20 | 2013-07-31 |