Yu-Ming Wang
王裕閔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu-Ming Wang (王裕閔), a licensed former licensee with CE reference APL801. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-18 | 2020-09-30 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-08-18 | 2020-09-30 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 9 — Asset management | 2020-08-18 | 2020-09-30 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-18 | 2020-08-18 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-18 | 2020-08-18 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-06-18 | 2020-08-18 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2013-03-19 | 2020-01-24 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2013-03-05 | 2020-01-24 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
RO | Type 9 — Asset management | 2013-03-05 | 2020-01-24 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-08 | 2013-03-05 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2013-02-08 | 2013-03-05 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-11-18 | 2013-01-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-11-18 | 2013-01-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2010-11-18 | 2013-01-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-11-18 | 2013-01-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-24 | 2010-11-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-24 | 2010-11-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-06-24 | 2010-03-26 |
| Wells Fargo Securities Asia Limited | RO | Type 1 — Dealing in securities | 2008-10-16 | 2009-02-27 |
| Wells Fargo Securities Asia Limited | RO | Type 4 — Advising on securities | 2008-10-16 | 2009-02-27 |
| Wells Fargo Securities Asia Limited | RO | Type 9 — Asset management | 2008-04-25 | 2009-02-27 |
| Wachovia Advisors International Limited |
RO | Type 4 — Advising on securities | 2007-12-17 | 2009-02-27 |
| Wachovia Advisors International Limited |
RO | Type 9 — Asset management | 2007-12-17 | 2009-02-27 |