Wachovia Advisors International Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wachovia Advisors International Limited ( ), a Hong Kong-based licensed corporation with CE reference APL798. Current licensed staff on file: 0 (total recorded over time: 7). Earliest licence on file: 2007-12-17.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2007-12-17 | 2010-06-30 |
| Type 9 — Asset management | 2007-12-17 | 2010-06-30 |
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Richard Michael Abrams | RO 4, 9 | 2007-12 | 2008-04 |
| John Christian Antweiler III | RO 4, 9 | 2008-06 | 2010-06 |
| Yik Fong Kwan 關奕芳 | RO 4, 9 Rep 4, 9 | 2008-05 | 2009-02 |
| Yu-Ming Wang 王裕閔 | RO 4, 9 | 2007-12 | 2009-02 |
| Stephen Wai Ming Au 區偉明 | Rep 4, 9 | 2008-04 | 2009-06 |
| Chee Keong Goh | Rep 4, 9 | 2008-04 | 2010-06 |
| Hing Hung Lo 盧慶雄 | Rep 4, 9 | 2008-05 | 2009-02 |
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