Richard Michael Abrams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Michael Abrams ( ), a licensed former licensee with CE reference APL800. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wachovia Advisors International Limited |
RO | Type 4 — Advising on securities | 2007-12-17 | 2008-04-10 |
| Wachovia Advisors International Limited |
RO | Type 9 — Asset management | 2007-12-17 | 2008-04-10 |