Yik Fong Kwan
關奕芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Fong Kwan (關奕芳), a licensed former licensee with CE reference AQM609. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wachovia Advisors International Limited |
RO | Type 4 — Advising on securities | 2008-07-28 | 2009-02-27 |
| Wachovia Advisors International Limited |
RO | Type 9 — Asset management | 2008-07-28 | 2009-02-27 |
| Wachovia Advisors International Limited |
Rep | Type 4 — Advising on securities | 2008-05-21 | 2008-07-28 |
| Wachovia Advisors International Limited |
Rep | Type 9 — Asset management | 2008-05-21 | 2008-07-28 |