Mandy Man Yi Wan
尹敏兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mandy Man Yi Wan (尹敏兒), a licensed Responsible Officer with CE reference BBQ502. Currently licensed at 1 firm(s): Wells Fargo Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2022-11-02 | present |
| Wells Fargo Securities Asia Limited | RO | Type 1 — Dealing in securities | 2017-05-17 | present |
| Wells Fargo Securities Asia Limited | RO | Type 4 — Advising on securities | 2017-05-17 | present |
| Wells Fargo Securities Asia Limited | RO | Type 9 — Asset management | 2020-12-17 | 2023-02-24 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2014-04-29 | 2017-05-17 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2014-04-29 | 2017-05-17 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-25 | 2014-03-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-25 | 2014-03-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-25 | 2014-03-10 |