Travis Lee Griffith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Travis Lee Griffith, a licensed Responsible Officer with CE reference AOY752. Currently licensed at 2 firm(s): FIL Investment Advisors, FIL Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2020-05-22 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-05 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-03-05 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 9 — Asset management | 2020-03-05 | present |
| FIL Investment Advisors | RO | Type 9 — Asset management | 2020-03-05 | 2020-05-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-07-03 | 2020-03-05 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-28 | 2020-03-05 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2007-05-28 | 2020-03-05 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-05-28 | 2020-03-05 |