Kathryn Ann Matthews
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathryn Ann Matthews ( ), a licensed former licensee with CE reference AMJ740. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-04-01 | 2009-12-31 |
| FIL Investment Advisors | RO | Type 4 — Advising on securities | 2008-04-01 | 2009-12-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-04-01 | 2009-12-31 |
| FIL Investment Advisors | RO | Type 5 — Advising on futures contracts | 2008-04-01 | 2009-12-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-04-01 | 2009-12-31 |
| FIL Investment Advisors | RO | Type 9 — Asset management | 2008-04-01 | 2009-12-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 9 — Asset management | 2008-04-01 | 2009-12-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-31 | 2008-04-01 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2005-08-31 | 2008-04-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-31 | 2008-04-01 |
| FIL Investment Advisors | Rep | Type 5 — Advising on futures contracts | 2005-08-31 | 2008-04-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-08-31 | 2008-04-01 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2005-08-31 | 2008-04-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-08-31 | 2008-04-01 |