Olivier Joel Emile Szwarcberg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Olivier Joel Emile Szwarcberg, a licensed Responsible Officer with CE reference BDD369. Currently licensed at 1 firm(s): Sun Life Investment Management Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-31 | present |
| Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2024-10-31 | present |
| Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司 |
RO | Type 9 — Asset management | 2024-10-31 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-03-22 | 2018-01-16 |
| FIL Investment Advisors | RO | Type 4 — Advising on securities | 2016-03-22 | 2018-01-16 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-03-22 | 2018-01-16 |
| FIL Investment Advisors | RO | Type 9 — Asset management | 2016-03-22 | 2018-01-16 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 9 — Asset management | 2016-03-22 | 2018-01-16 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-28 | 2016-03-22 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2014-03-28 | 2016-03-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-28 | 2016-03-22 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2014-03-28 | 2016-03-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-03-28 | 2016-03-22 |