Gregor Carle

CE No. AHM442 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregor Carle (), a licensed former licensee with CE reference AHM442. Total licence records on file: 20.

Licence history

FirmRoleRegulated activityFromTo
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 — Dealing in securities 2019-10-08 2019-10-11
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 — Advising on securities 2019-10-08 2019-10-11
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 — Dealing in securities 2019-02-21 2019-02-25
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 — Advising on securities 2019-02-21 2019-02-25
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 — Dealing in securities 2018-06-11 2018-06-15
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 — Advising on securities 2018-06-11 2018-06-15
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 — Dealing in securities 2017-01-16 2017-01-24
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 — Advising on securities 2017-01-16 2017-01-24
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 — Dealing in securities 2016-10-04 2016-10-11
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 — Advising on securities 2016-10-04 2016-10-11
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 — Dealing in securities 2015-11-02 2015-11-05
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 4 — Advising on securities 2015-11-02 2015-11-05
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 1 — Dealing in securities 2011-10-26 2015-03-19
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 1 — Dealing in securities present 2004-10-19
FIL Investment Advisors Rep Type 4 — Advising on securities present 2015-03-19
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 4 — Advising on securities present 2015-03-19
FIL Investment Advisors Rep Type 6 — Advising on corporate finance present 2004-10-19
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 6 — Advising on corporate finance present 2004-10-19
FIL Investment Advisors Rep Type 9 — Asset management present 2015-03-19
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 9 — Asset management present 2015-03-19

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