Matthew Samuel Heighes Quaife

CE No. AXX236 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Samuel Heighes Quaife, a licensed Responsible Officer with CE reference AXX236. Currently licensed at 2 firm(s): FIL Investment Management (Hong Kong) Limited, FIL Investment Advisors. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
RO Type 1 — Dealing in securities 2023-05-02 present
FIL Investment Advisors RO Type 4 — Advising on securities 2020-05-13 present
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
RO Type 4 — Advising on securities 2020-05-13 present
FIL Investment Advisors RO Type 5 — Advising on futures contracts 2020-05-13 present
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
RO Type 5 — Advising on futures contracts 2020-05-13 present
FIL Investment Advisors RO Type 9 — Asset management 2020-05-13 present
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
RO Type 9 — Asset management 2020-05-13 present
FIL Investment Advisors Rep Type 4 — Advising on securities 2019-09-02 2020-05-13
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 4 — Advising on securities 2019-09-02 2020-05-13
FIL Investment Advisors Rep Type 9 — Asset management 2019-09-02 2020-05-13
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
Rep Type 9 — Asset management 2019-09-02 2020-05-13
UBS Asset Management (Hong Kong) Limited Rep Type 4 — Advising on securities 2011-09-02 2013-04-22
UBS Asset Management (Hong Kong) Limited Rep Type 9 — Asset management 2011-09-02 2013-04-22

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