Punam Sharma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Punam Sharma ( ), a licensed former licensee with CE reference BIH763. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2018-08-21 | 2019-07-30 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-21 | 2019-07-30 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-08-21 | 2019-07-30 |
| FIL Investment Advisors | RO | Type 4 — Advising on securities | 2016-11-29 | 2018-08-21 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-11-29 | 2018-08-21 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 9 — Asset management | 2016-11-29 | 2018-08-21 |
| FIL Investment Advisors | RO | Type 9 — Asset management | 2016-11-29 | 2018-06-27 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2016-10-03 | 2016-11-29 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-03 | 2016-11-29 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-10-03 | 2016-11-29 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2016-10-03 | 2016-11-29 |