Allan Yan Sui Liu
廖恩樹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allan Yan Sui Liu (廖恩樹), a licensed former licensee with CE reference AAJ494. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2015-04-01 |
| FIL Investment Advisors | RO | Type 4 — Advising on securities | present | 2015-04-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2015-04-01 |
| FIL Investment Advisors | RO | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| FIL Investment Advisors | RO | Type 9 — Asset management | present | 2015-04-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 9 — Asset management | present | 2015-04-01 |