Stuart Paul Rumble
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Paul Rumble, a licensed Representative with CE reference BIG604. Currently licensed at 2 firm(s): FIL Investment Management (Hong Kong) Limited, FIL Investment Advisors. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-09 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-09 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-10-09 | present |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2016-09-27 | present |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2016-09-27 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-12 | 2018-10-09 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-04-12 | 2018-10-09 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 9 — Asset management | 2018-04-12 | 2018-10-09 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-27 | 2018-04-12 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-27 | 2018-04-12 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-09-27 | 2018-04-12 |