Wing Chiu
趙榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Chiu (趙榮), a licensed former licensee with CE reference AGP697. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| eFusion Capital Limited 易方資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-29 | 2018-11-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-18 | 2013-06-03 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-18 | 2013-06-03 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-05-02 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-02 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-05-02 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-02 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-02 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-02 |