Ka Wing Chan
陳家榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing Chan (陳家榮), a licensed Representative with CE reference ADG088. Currently licensed at 1 firm(s): Delta Asia Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-03 | present |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2021-04-30 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-10-29 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2020-01-01 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-05 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-29 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-01-05 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-05 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-29 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-04 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-04 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-05 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-05 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-29 |