See Lim Chan
陳思廉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for See Lim Chan (陳思廉), a licensed former licensee with CE reference ASD481. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-17 | 2023-06-05 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-17 | 2023-06-05 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-06 | 2009-12-01 |