Sing Wa Li
李成華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Wa Li (李成華), a licensed Representative with CE reference AAA829. Currently licensed at 1 firm(s): Hantec Securities Co. Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-07 | present |
| Hantec Securities Co. Limited 亨達證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-07 | 2024-06-07 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-16 | 2022-04-07 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 4 — Advising on securities | 2021-12-24 | 2022-01-29 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-01-18 | 2016-08-16 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-08 | 2016-01-18 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-08 | 2022-01-29 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-14 | 2015-10-30 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-10-14 | 2015-10-30 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-03-15 | 2011-10-14 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-03-15 | 2011-10-14 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-01-14 | 2015-10-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 4 — Advising on securities | 2005-01-14 | 2015-10-30 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-10-28 | 2011-03-15 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-14 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2011-03-15 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-07 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-05-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-11-07 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-07 |