Kwok Leung (SFC:ABR726) Ho
何國良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leung (SFC:ABR726) Ho (何國良), a licensed former licensee with CE reference ABR726. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2025-03-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2019-06-13 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-30 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-07 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-07 | 2019-05-30 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-01 | 2012-05-31 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-18 | 2008-01-23 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-25 | 2007-09-05 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-25 | 2007-09-05 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-04-30 |
| Sun Delta Securities Limited 匯業三陽證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-18 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2007-04-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-27 |
| Sun Delta Securities Limited 匯業三陽證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-18 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-27 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-27 |
| Sun Delta Securities Limited 匯業三陽證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-18 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-27 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-27 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-27 |
| Sun Delta Securities Limited 匯業三陽證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-18 |