Hok Lai Li
李學禮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Lai Li (李學禮), a licensed Responsible Officer with CE reference AGJ947. Currently licensed at 1 firm(s): Excellent Tide Securities Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Excellent Tide Securities Limited 佳湧證券有限公司 |
RO | Type 4 — Advising on securities | 2025-10-28 | present |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
RO | Type 9 — Asset management | 2025-02-12 | present |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-04-16 | 2025-10-24 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-04-16 | 2025-10-28 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-08-03 | 2024-09-30 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
RO | Type 9 — Asset management | 2023-08-03 | 2024-09-30 |
| Giga (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2023-05-09 | 2023-07-26 |
| Giga (Hong Kong) Limited | RO | Type 9 — Asset management | 2023-05-09 | 2023-07-26 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-10 | 2022-06-30 |
| Bluemount Asset Management Limited 藍山資產管理有限公司 |
RO | Type 9 — Asset management | 2018-09-05 | 2021-05-31 |
| Bluemount Asset Management Limited 藍山資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-09 | 2018-09-05 |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-05 | 2021-05-31 |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 4 — Advising on securities | 2016-12-05 | 2021-05-31 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-16 | 2016-11-01 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-16 | 2016-11-01 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-01 | 2015-08-17 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-05 | 2005-07-22 |