Anna Marie Tham
譚妙芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anna Marie Tham (譚妙芳), a licensed Responsible Officer with CE reference ABH098. Currently licensed at 1 firm(s): Anglo Chinese Corporate Finance, Limited. Active regulated activities: Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-03-11 | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 4 — Advising on securities | 2023-12-04 | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 9 — Asset management | 2023-12-04 | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-20 | 2023-12-04 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 9 — Asset management | 2023-11-20 | 2023-12-04 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-09-19 | 2023-06-27 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
RO | Type 9 — Asset management | 2018-09-19 | 2023-06-27 |
| Triada Capital Limited | RO | Type 4 — Advising on securities | 2015-06-26 | 2018-03-09 |
| Triada Capital Limited | RO | Type 9 — Asset management | 2015-06-26 | 2018-03-09 |
| Triada Capital Limited | Rep | Type 4 — Advising on securities | 2013-08-14 | 2015-06-26 |
| Triada Capital Limited | Rep | Type 9 — Asset management | 2013-08-14 | 2015-06-26 |
| Deltroit (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-05-31 | 2013-02-19 |
| Deltroit (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-03-31 | 2013-02-19 |
| Deltroit (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2009-07-08 | 2011-03-31 |
| Deltroit (Hong Kong) Limited | RO | Type 9 — Asset management | 2009-07-08 | 2011-05-31 |
| Deltroit (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-12-31 | 2009-07-08 |
| Deltroit (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-12-31 | 2009-07-08 |