Shi Chung Chou
周世昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shi Chung Chou (周世昌), a licensed Responsible Officer with CE reference AEJ620. Currently licensed at 1 firm(s): CTBC Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-08-19 | present |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-08-19 | present |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-30 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-21 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-30 |