Warren Joseph Johnson

CE No. AIU271 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Joseph Johnson (), a licensed former licensee with CE reference AIU271. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
CTBC Asia Limited
中國信託綜合證券(香港)有限公司
Rep Type 4 — Advising on securities 2004-11-15 2005-06-16
CTBC Asia Limited
中國信託綜合證券(香港)有限公司
Rep Type 1 — Dealing in securities 2004-07-30 2005-06-16
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 — Dealing in securities 2003-05-15 2004-04-15
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 7 — Providing automated trading services 2003-05-15 2004-03-22

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