Warren Joseph Johnson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Joseph Johnson ( ), a licensed former licensee with CE reference AIU271. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-15 | 2005-06-16 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-30 | 2005-06-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-15 | 2004-04-15 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-05-15 | 2004-03-22 |