Matthew Shu Shun Yip
葉樹信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Shu Shun Yip (葉樹信), a licensed Responsible Officer with CE reference BIL940. Currently licensed at 1 firm(s): CTBC Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-06-06 | present |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-18 | present |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-02-23 | present |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-22 | 2022-06-06 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-29 | 2021-01-18 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-21 | 2017-05-17 |