Dickson Yik Sang Chu
朱益生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dickson Yik Sang Chu (朱益生), a licensed former licensee with CE reference ACW667. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-27 | 2013-02-01 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-03-27 | 2013-02-01 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-02-14 | 2013-02-01 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-01 | 2008-02-14 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-09 | 2003-12-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-09-09 | 2003-12-12 |