Yee Tak Lee
李以德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Tak Lee (李以德), a licensed Responsible Officer with CE reference BCZ916. Currently licensed at 1 firm(s): Monmonkey Group Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Monmonkey Group Securities Limited 大聖證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-10 | present |
| Monmonkey Group Securities Limited 大聖證券有限公司 |
RO | Type 4 — Advising on securities | 2016-11-10 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-12-10 | 2016-10-28 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-22 | 2016-10-28 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-22 | 2016-10-28 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-24 | 2015-04-11 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-24 | 2015-04-11 |