Siu Wan Liu
廖秀雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wan Liu (廖秀雲), a licensed former licensee with CE reference ATL501. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-17 | 2019-08-17 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-17 | 2019-08-17 |