Tsai Yun Wang
王彩雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsai Yun Wang (王彩雲), a licensed Representative with CE reference ARF694. Currently licensed at 1 firm(s): CTBC Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-17 | present |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-12 | present |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-03 | 2017-06-30 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-04 | 2012-06-01 |