Wai Man Wong
王慧敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Wong (王慧敏), a licensed Responsible Officer with CE reference AEZ021. Currently licensed at 1 firm(s): Black Marble Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Black Marble Securities Limited 貝格隆証券有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-05 | present |
| SFGHK Limited | RO | Type 1 — Dealing in securities | 2020-04-28 | 2020-06-28 |
| SFGHK Limited | RO | Type 4 — Advising on securities | 2020-04-28 | 2020-06-28 |
| SFGHK Limited | Rep | Type 1 — Dealing in securities | 2020-04-02 | 2020-04-28 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-31 | 2020-02-22 |
| Golden K2 Securities Limited | RO | Type 1 — Dealing in securities | 2018-01-31 | 2018-05-25 |
| Big Bay Securities (HK) Limited 大灣證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-14 | 2017-07-04 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-01-08 | 2017-04-20 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-12 | 2017-04-20 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-17 | 2007-11-29 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-07-07 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-30 |