Xiangyun Gu
顧翔芸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangyun Gu (顧翔芸), a licensed Responsible Officer with CE reference BME242. Currently licensed at 2 firm(s): Soochow Securities International Brokerage Limited, Soochow Securities International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 4.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-30 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 4 — Advising on securities | 2021-11-30 | present |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-25 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-25 | 2021-11-30 |